Customer Protection, Privacy Policy & Disclosure

Disclosures, Information & Notices

Website Privacy Policy

JSK Associates/InvestToWin is committed to protecting your privacy. Please take the time to review our policy for handling your information. By visiting our website, you are accepting the practices described in this Privacy Policy. Our Privacy Policy may change from time to time, so please revisit this page and review the Policy regularly. If you have any questions regarding our Privacy Policy, please contact us. We appreciate your comments and suggestions.

Click here to view our Website Privacy Policy

Securities Investor Protection Corp ("SIPC")

Investors benefit from industry-wide, yet limited protection of their investment and retirement accounts. SIPC is an investor’s first line of defense in the event a brokerage firm fails, thereby owing its customers cash and or securities. When a brokerage firm is forced to close because of bankruptcy or financial difficulty, SIPC quickly steps in, and within certain limits, works to return customer's cash and securities.

Click here to view - SIPC Brochure

Lloyd's of London

Via our clearing firm and custodian, Hilltop Securities Inc., the accounts have additional security protection to cover the net equity of a customer's account up to an aggregate of US$100 million.

Click here to view - HTS Lloyd's of London Brochure

JSK Business Continuity, Customer Protection & Privacy Policy

To provide sound advice, we must have access to a great deal of information. We are committed to ensuring the privacy and confidentiality of client personal and financial information, as JSK and our affiliated broker-dealer, International Equity Services ("IES"), are bound by the requirements of the Gramm-Leach-Bliley Act and guidelines established by the SEC regarding the Privacy of the Consumer Financial Information. Customer information is not shared nor sold to outside sources.

Click here to view - JSK-IES Privacy Policy & Business Continuity Plan

Regulatory Information & Disclosures

Below are various informational and regulatory links

JSK Affiliated Parties: HTS and IES

JSK services client accounts and with the help of two affiliated entities, our wholly-owned broker dealer, International Equity Services Inc ("IES") and our independent clearing firm and custodian, Hilltop Securities Inc ("HTS").

Click here to view - JSK-IES Privacy Policy and Business Continuity Plan

Click here to view - HTS Customer Information Brochure

Click here to view - HTS Privacy Policy

Order Routing SEC Rule 606 Disclosure

Click here to access - SEC Rule 606 Disclosures

Additional Disclosures

Click here to view - JSK Form ADV 2A and B

Click here to view - JSK-IES Business Practices, Mutual Fund Share Class Disclosure, Conflicts of Interest, Best Execution, Fiduciary Duty

Click here to access - FINRA BrokerCheck ®